0001086763-13-000004.txt : 20130219
0001086763-13-000004.hdr.sgml : 20130219
20130214203403
ACCESSION NUMBER: 0001086763-13-000004
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87324
FILM NUMBER: 13617240
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
SC 13G
1
inftable13g1212.txt
SC 13F FOR 12-31-2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)*
PCM Fund Inc
(Name of Issuer)
Common
(Title of Class of Securities)
69323T101
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
13G
CUSIP No. 69323T101
1.
Names of Reporting Persons.
First Foundation Advisors
18101 Von Karman Avenue Ste 700
Irvine, CA 92612
I.R.S. Identification Nos. of above persons (entities only).
33-0221828
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
3.
SEC Use Only
4.
Citizenship or Place of Organization
California, U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person
With:
5. Sole Voting Power: 767,177
6. Shared Voting Power: 0
7. Sole Dispositive Power: 767,177
8. Shared Dispositive Power: 0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
767,177
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
11.
Percent of Class Represented by Amount in Row (9)
6.67
12.
Type of Reporting Person (See Instructions)
IA
Item 1.
(a)
Name of Issuer
PCM Fund Inc
(b)
Address of Issuer's Principal Executive Offices
PIMCO Funds
1345 Avenue of the Americas
New York, NY 10105
Item 2.
(a)
Name of Person Filing
First Foundation Advisors
(b)
Address of Principal Business Office or, if none, Residence
First Foundation Advisors
18101 Von Karman Avenue Ste 700
Irvine, CA 92651
(c)
Citizenship
California
(d)
Title of Class of Securities
Common
(e)
CUSIP Number
69323T101
Item 3.
The person filing is a:
Investment Advisor
Item 4.
Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a)
Amount beneficially owned: 767,177
(b)
Percent of class: 6.67
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 767,177
(ii) Shared power to vote or to direct vote: 0
(iii) Sole power to dispose or to direct the disposition of:
767,177
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company:
Not applicable
Item 8.
Identification and Classification of Members of the Group:
Not applicable
Item 9.
Notice of Dissolution of Group:
Not applicable
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
02/14/2013
Date
_________________________________
Signature
Gregory S. Bruce, Chief Compliance Officer
Name/Title